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Brokerage Services
HKFS believes that there are investment needs that may be more appropriately met with brokerage products as opposed to fee-only advisory services and asset management services. If after careful consideration of your current financial situation, including risk tolerance, time horizon and financial goals, it may be determined that a brokerage-based account or direct participation product would be the best solution for you. HKFS selected ProEquities, Inc. of Birmingham, Alabama to provide these products.

ProEquities, Inc. is a full service broker/dealer registered with the SEC and FINRA in 49 states. As an Independent Marketing broker/dealer, financial professionals have access to a myriad of products and platforms to effectively meet your needs in an ever evolving financial environment.

ProEquities’ partner for clearing general securities is Pershing, LLC. ProEquities is a member of the National Association of Securities Dealers (FINRA) and the Securities Investor Protection Corporation (SIPC).

As with our fee-only advisory services, our registered representatives help you by constructing a properly allocated and diversified portfolio designed to maximize return while minimizing risk, or by providing more aggressive investments for specialized tax planning.

Products offered include:
  • Uni-401(k)s
  • Traditional and ROTH IRAs
  • Mutual Funds
  • 529 Plans
  • Individual Securities
  • Individual Bonds
  • Real Estate Investment Trusts
  • Real Estate 1031 Exchanges
  • Oil and Gas Opportunities
  • Other Alternative Investments