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Brokerage

HKFS believes there are investment needs that may be more appropriately met with brokerage products as opposed to fee-only advisory services and asset management services. After careful consideration of your current financial situation, including risk tolerance, time horizon and financial goals, it may be determined that a brokerage-based account or direct participation product would be the best solution for you. HKFS selected ProEquities, Inc. of Birmingham, Alabama to provide these products.

ProEquities, Inc. is a full-service broker/dealer registered with the SEC and FINRA in 49 states. With an independent marketing broker/dealer, financial professionals have access to a myriad of products and platforms to effectively meet your needs in an ever-evolving financial environment.

ProEquities’ partner for clearing general securities is Pershing, LLC. ProEquities is a member of the National Association of Securities Dealers (FINRA) and the Securities Investor Protection Corporation (SIPC).

As with our fee-only advisory services, our registered representatives help you by constructing a properly allocated and diversified portfolio designed to maximize return while minimizing risk or by providing more aggressive investments for specialized tax planning.

Brokerage products include:

  • Uni-401(k)s
  • Traditional and Roth IRAs
  • Mutual funds
  • 529 Plans
  • Individual securities
  • Individual bonds
  • Real estate investment trusts
  • Real estate 1031 exchanges
  • Oil and gas opportunities
  • Other alternative investments

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