HKFS believes there are investment needs that may be more appropriately met with brokerage products as opposed to fee-only advisory services and asset management services. If after careful consideration of your current financial situation, including risk tolerance, time horizon and financial goals, it may be determined that a brokerage-based account or direct participation product would be the best solution for you. HKFS selected ProEquities, Inc. of Birmingham, Alabama to provide these products.
ProEquities, Inc. is a full service broker/dealer registered with the SEC and FINRA in 49 states. With an independent marketing broker/dealer, financial professionals have access to a myriad of products and platforms to effectively meet your needs in an ever evolving financial environment.
ProEquities’ partner for clearing general securities is Pershing, LLC. ProEquities is a member of the National Association of Securities Dealers (FINRA) and the Securities Investor Protection Corporation (SIPC).
As with our fee-only advisory services, our registered representatives help you by constructing a properly allocated and diversified portfolio designed to maximize return while minimizing risk or by providing more aggressive investments for specialized tax planning.
Brokerage products include:
- Traditional and Roth IRAs
- Mutual funds
- 529 Plans
- Individual securities
- Individual bonds
- Real estate investment trusts
- Real estate 1031 exchanges
- Oil and gas opportunities
- Other alternative investments