Our financial professionals are either employees or independent representatives. We pay our employees an annual base salary. The employee serving as primary advisor for your account might make additional money in the form of (i) a percentage of the revenue that we earn each quarter from all the accounts that the employee services, and/or (ii) a percentage of year-over-year growth in the revenue that we earn from all the accounts that the employee services. We pay our independent representatives a share of the fee you pay to us.
Our financial professionals do not make money from providing one-time financial plans. For more about our financial professionals and how they make money, review our Firm Brochure (Items 5, 6, and 14) and the applicable Brochure Supplement for your financial professional(s).
Do You or Any of Your Financial Professionals Have Legal or Disciplinary History?
No. Visit adviserinfo.sec.gov to research us and our financial professionals.