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Chris Kobes, J.D.*†Chief Compliance Officer

Experience

Chris Kobes is the chief compliance officer for HK Financial Services (HKFS).
In his role, Chris administers the compliance program for the Registered Investment Advisor (RIA), as well as provides guidance, training and education regarding financial services regulations to HKFS employees, adviser representatives and management. Chris also monitors and reviews business activities of the firm with respect to such regulations, and provides legal counsel for HKFS.

Chris is an Office of Supervisory Jurisdiction (OSJ) supervisory for ProEquities, Inc. He is admitted to the Iowa Bar and Wisconsin Bar. He is a member of the bar associations for Polk County and for Iowa and Wisconsin.

Credentials

Series 7, 24, 63 and 65 securities licenses

Education

B.S. in psychology, University of Iowa, Iowa City, Iowa
Juris Doctorate, Marquette University, Milwaukee, Wis.

Community Involvement

GiGi’s Playhouse of Des Moines volunteer

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