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Insider Trading Form

Procedures To Implement Honkamp Krueger Financial Services, Inc. Policy Against Insider Trading And Code of Ethics Reporting


List below every securities transaction which occurred over the last calendar quarter (excluding those transactions in US government securities and mutual funds). Include trades for your own account (including spouse, minor children, and adults living in the same household), and trusts of which you are trustee or in which you have a beneficial interest. Include the name of the security, date of the transaction, quantity, price, and broker/dealer through which the transaction was effected. The requirement may be satisfied by sending duplicate confirmations of trades to the Compliance Officer.

Date Name of Security Ticker Symbol Brokerage Firm Dollar Amount Num. of Shares Purchase/Sale

If reportable transactions exceed the number of lines available on this form, please complete and submit Transaction Page ONLY from your statement. This should be for individual stocks and bonds.

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